|COMPLIANCE OFFICER (STOCK & EQUITY MARKET OPERATION)|
Industry: Capital Market (Stock Brokerage / Financial Advisory Services)
Function: Ensures compliance with standard practices and liaise with
regulatory authorities (Nigerian Stock Exchange and Securities Exchange Commission)
Location: South West (Office- Lagos and Benin)
Position Level: Senior
Position Type: Full Time
Salary: Based on experience, qualification and industry standard
Our client is a major player in the stock, equity and financial service sub- sector. The company is positioned for leadership role and strategically placed as a curtain-edge pace setter.
Key Aspects of the role are:
• Ensure that the company's performance is in conformity with standard practice as formulated by the regulatory authorities
• Ensures that staff are trained and develop to imbibe best practice performance in their day-to-day activities
• Develop strategies that will locate the organization for leadership role
• Manage the day-to-day operations of the office in areas of customer relations, transaction handling and posting.
Qualification / Profile
University Degree or HND, ideally in business management, Banking and Finance, Finance or related fields
Minimum of seven (3) years experience
Preferred candidate must be a member of the Chartered Institute of stock Brokers of Nigeria
The Consultant, Search and Selection
Rosk and Chene Consultants Limited
Saint Peter's House (5th floor)
3, Ajele Street, Lagos.
Title: Stock Broker
Closing Date: Wednesday 20th, August 2008 Time: 6pm